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    https: www iard com june-2025-form-pf-schema-and-sample-xml - 2025-05-07
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    This site gives investment adviser firms and representatives information about the Investment Adviser Registration Depository (IARD) system IARD is an electronic filing system that facilitates investment adviser …
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    EXAMPLE_PF_AMEND xml PF-AMEND Q 2012-03-31 1 1111111 22 333 RGSTD_ERA 555555 SMITH RELATED EXAMPLE CORP 801 55555 bbbb-bbbb cccc CPO_CTA CPO CTA INC 9999999 cccccc dddd RELY_SPV My Relying Adviser Name aaaaaaaaaaaaaaa aaaaa John Smith S (Signature of …
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    Statement Preliminary Statements are available Nov 11, 2024 This statement reflects all approved … termination filings Payment is due on or before Dec 9, 2024 The last day to submit form filings or renewal payment prior to year-end is Dec 26, 2024, from 5 a m to 6 p m ET Failure to submit the …
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    Branch Office FeesRegistration Notice Filing ERA Fees IA Settings and Standard Fees* Set Notice filings to "Reviewed" or "Received"? Registration Fee Registration Renewal Fee Notice Filing Fee Notice Filing Renewal Fee Branch Mass Transfer Fee IA Branch …
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    To: State Investment Adviser Firm From: FINRA Registration and Disclosure Department Re: The IARD Entitlement Process FINRA welcomes you to the Investment Adviser Registration Depository (IARD) All states that register investment advisers and their …
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    This site gives investment adviser firms and representatives information about the Investment Adviser Registration Depository (IARD) system IARD is an electronic filing system that facilitates investment adviser …
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    2024 IARD Renewal Bulletin 1 2024 Investment Adviser Renewal Bulletin This document provides firms with information about the Annual Renewal Program You can select a link below to review specific information pertaining to the renewal process





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