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  • Statutes and Regulations - SEC. gov
    Securities Act of 1933 Often referred to as the "truth in securities" law, the Securities Act of 1933 has two basic objectives: require that investors receive financial and other significant information concerning securities being offered for public sale; and prohibit deceit, misrepresentations, and other fraud in the sale of securities Purpose of Registration A primary means of accomplishing
  • SEC. gov | Ready for EDGAR Next? Enrollment starts and amended Form ID . . .
    Prepare now for EDGAR Next! On March 24, 2025, the dashboard on the new EDGAR Filer Management website will go live: Access to the dashboard will require Login gov individual account credentials and multifactor authentication Amended Form ID will be effective and available on the dashboard Enrollment will open Filers need a current passphrase and CCC to enroll Prior to March 24, 2025
  • SEC. gov | SEC Adopts Amendments to Enhance Disclosure of Order . . .
    The Securities and Exchange Commission today adopted rule amendments that update the disclosure required under Rule 605 of Regulation NMS for order executions in national market system stocks (NMS stocks), which are stocks listed on a national securities exchange Rule 605 was adopted in 2000 to help the public compare and evaluate execution quality at different market centers “In the 24
  • SEC. gov | SEC Adopts Amendments to Proxy Rules Governing Proxy Voting . . .
    The Securities and Exchange Commission today voted to adopt amendments to its rules governing proxy voting advice as proposed in November 2021 The final amendments aim to avoid burdens on proxy voting advice businesses that may impair the timeliness and independence of their advice The amendments also address misperceptions about liability standards applicable to proxy voting advice while
  • SEC. gov
    The Registrant’s second amended and restated certificate of incorporation (the “Charter”) provides that all of the Registrant’s directors, officers, employees and agents shall be entitled to be indemnified by the Registrant to the fullest extent permitted by Section 145 of the Delaware General Corporation Law (“DGCL”) Section 145 of the DGCL concerning indemnification of officers
  • El Pollo Loco Holdings, Inc. - SEC. gov
    The proposed text of the Amended and Restated Certificate of Incorporation of the Corporation (the “Amended and Restated Certificate of Incorporation”) implementing the Declassification Amendment and the Supermajority Elimination Amendment and Other Amendments described in Proposal 6, is attached to this proxy statement, as Appendix C
  • Whistleblower Program: Notices of Covered Action - SEC. gov
    Subject to the Whistleblower Amended Rules, individuals who voluntarily provided the SEC with original information after July 21, 2010 that led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award
  • FORM N-1A - SEC. gov
    NOTE: This version of Form N-1A is effective December 11, 2023 and includes amendments pursuant to Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A (Release No IC–34959) and Investment Company Names (Release No IC–35000) More information about effective and compliance dates and the amendments


















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